There are approximately 250 individuals in NFA's corporate headquarters located at 300 South Riverside Plaza, Suite 1800, Chicago, Illinois 60606-6615, telephone (312) 781-1300 and fax (312) 781-1467. An additional 35 individuals work in NFA's New York Office located at 120 Broadway, Suite 1125, New York, New York 10271, telephone (212) 608-8660 and fax (212) 964-3913.
Listed below are the officers and individuals representing key functional areas of the organization.
Officers |
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Daniel J. Roth |
Daniel A. Driscoll |
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Kenneth F. Haase |
Thomas W. Sexton, III |
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Regina G. Thoele |
Karen K. Wuertz |
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David L. Hawrysz |
Gregory C. Prusik |
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Arbitration |
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Christine Roche |
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Communications and Education |
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Larry A. Dyekman |
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Compliance |
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Lauren Brinati |
Cynthia Cain |
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Patricia Cushing |
Timothy McHenry |
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Sharon Pendleton |
Jennifer Sunu |
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Cheryl Tulino |
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General Counsel |
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Michael J. Crowley |
Ronald V. Hirst |
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Mary Alice Patton |
Philip Raleigh |
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Carol A. Wooding |
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Human Resources |
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Carrie E. Baffes |
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Nancy C. Bohanon |
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Kurt A. Krueger |
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Information Center |
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Yvette Christman |
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Information Systems |
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Steve E. Earl |
David L. Kammerer |
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International Outreach |
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Kurt Krueger |
Karen Wuertz |
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Membership/Registration |
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Yvette Christman |
Michelle Hawrysz |
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Treasurer's Office |
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Michael Saturley |
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You can file a complaint online. Be sure to include as much information as you can.
You can check the registration status and disciplinary history of any futures firm or individual.
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