What's New
Featured Information
09/01/2010 Statement by CFTC Commissioner Scott O'Malia: Changes to Improve CFTC Oversight of Retail Commodity Funds (September 1, 2010)
07/15/2010 NFA announces registration/compliance workshops for currently unregistered forex IBs, CPOs and CTAs
02/01/2010 Registration Overview for Retail Foreign Exchange Dealers and Forex IB, CTA and CPO Applicants (updated September 2010)
Recent Changes
9/1/2010 Added Notice to Members: NFA to begin accepting registration applications from forex firms and individuals on September 2
8/31/2010 Added Notice to Members: Board and Nominating Committee Members Whose Terms Will Expire at the 2011 Annual Election
8/30/2010 Added CFTC Rule Submission: National Futures Association: Assessment of Trades on Foreign Exchanges - Proposed Amendments to NFA Bylaw 1301
8/30/2010 Added CFTC Rule Submission: National Futures Association: Cleared OTC Derivatives - Proposed Amendments to NFA Financial Requirements Section 4
8/27/2010 Added News Release: NFA takes emergency enforcement action against Spirit Investments, Inc. and its principal, Scott A. Bottolfson
8/27/2010 Added Enforcement and Registration Action: Spirit Investments, Inc. and Scott A. Bottolfson
8/19/2010 Added Enforcement and Registration Action: Investors Trading Institute and Rogelio Camacho
8/19/2010 Added Enforcement and Registration Action: Pinnacle Resource Management Inc. and James J. Gilberti
8/19/2010 Added Enforcement and Registration Action: Maxtak Capital Advisors LLC and Jonathan Petak
8/18/2010 Added Petition for Rulemaking: Withdrawal of June 29, 2010 Petition for Rulemaking
8/18/2010 Added Petition for Rulemaking: Petition for Rulemaking to Amend CFTC Regulation 4.5
8/18/2010 Added Enforcement and Registration Action: CDH Global Holdings LLC, CDH Forex Investments LLC and Linda F. Harris (MRA Decision)
8/12/2010 Added Enforcement and Registration Action: Christopher D. Valois
8/11/2010 Added News Release: NFA reaches settlement agreement with California futures firm Opportunities in Options, its principal and three of its Associated Persons
8/10/2010 Added Enforcement and Registration Action: Opportunities in Options, et al.
8/10/2010 Added Enforcement and Registration Action: Vista Trading Advisors, Inc., Matthew E. Meyer, Francis R. Zofay and Seth Goldberger
8/10/2010 Added Enforcement and Registration Action: Oxford Trading Group, Inc., Francis R. Zofay, Simon S. Welds, Joseph G. Gibbs, Eric Clary and Seth Goldberger
8/5/2010 Added Enforcement and Registration Action: Forex Systems LLC
8/3/2010 Added Enforcement and Registration Action: Abram J. Silver
7/28/2010 Added Notice to Members: Effective Date of Changes to NFA's Know-Your-Customer Requirements
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